ST. JOSEPH’S COLLEGE OF COMMERCE (AUTONOMOUS) |
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| END SEMESER EXAMINATION – MARCH/APRIL 2016 | |||
| BBM – IV Semester | |||
| m1 11 402: FINANCIAL MARKETS AND SERVICES | |||
| Duration: 3 Hours Max. Marks: 100 | |||
| SECTION – A | |||
| I) | Answer ALL the questions. Each carries 2 marks. (10×2=20) | ||
| 1. | What is meant by new issues market? | ||
| 2. | What is meant by financial intermediation? | ||
| 3. | What is mutual fund? | ||
| 4. | What is SEBI? | ||
| 5. | Briefly explain the terms ‘IPO’ and ‘ NFO’. | ||
| 6. | What is BOLT? | ||
| 7. | Write short notes on NASDAQ. | ||
| 8. | What is NIFTY? | ||
| 9. | Write short note on CRISIL. | ||
| 10. | What is loan syndication? | ||
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SECTION – B
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| II) | Answer any FOUR questions. Each carries 5 marks. (4×5=20)
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| 11. | What are services offered by Merchant Bankers? | ||
| 12. | Explain the stages of venture capital financing | ||
| 13. | Explain the role and functions of SEBI? | ||
| 14. | How does the mechanism of factoring work? | ||
| 15. | Explain the organizational structure of mutual fund? | ||
| 16. | How does factoring differ from discounting? | ||
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SECTION – C
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| III) | Answer any THREE questions. Each carries 15 marks. (3×15=45) | ||
| 17. | Explain the various Money Market instruments. | ||
| 18. | Enumerate the kinds of Mutual funds schemes? | ||
| 19. | Explain six different types of non-fee based financial services. | ||
| 20. | Explain the process of Credit Rating and its benefits. | ||
| 21. | Examine the kinds of leasing? | ||
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SECTION – D |
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| IV) | Case Study – Compulsory question. (1×15=15) | ||
| 22. | SBI Capital Markets Ltd. (SBICAP) is India’s largest domestic Investment Bank, offering the entire gamut of investment banking and corporate advisory services. These services encompass Project Advisory and Loan Syndication, Structured Debt Placement, Capital Markets, Mergers & Acquisitions, Private Equity and Stressed Assets Resolution.
We are a complete solutions provider offering diversified financial advisory and investment banking services, innovative ideas and unparalleled execution to our client base across all stages of the business cycle. Our services range from venture capital advisory, project advisory, buy and sell-side advisory, accessing financial markets to raise capital and even restructuring advisory in their turn-around phases.
SBICAP is the sole Indian member of M&A International. M&A International Inc. offers the unparalleled resources of over 600 professionals in 46 M&A advisory and investment banking firms operating in 40 countries. Over the past 5 years, M&A International members have closed more than 1300 transactions of over USD 75 billion in transaction value. Founded in August 1986, SBICAP is a wholly owned subsidiary and the Investment Banking arm of State Bank of India (SBI), the largest commercial bank in India. SBICAP was set up as a wholly owned subsidiary of SBI and even today, apart from the Chairman, the top management of SBICAP is almost entirely composed of executives on deputation from SBI. There is thus a constant interaction between the two organisations, especially at the higher levels. Further, SBI and SBICAP operate in complementary fields, and synergies are leveraged with SBI as well as other government companies. Despite this, SBI and SBICAP maintain a formal relationship as is necessary between a Commercial Bank and an Investment Bank. Our Values Our Mission Our Vision Headquartered in Mumbai, SBICAP has offices in all the major business hubs in India and has five subsidiaries – SBICAP Securities Ltd.SBICAP Trustee Co. Ltd.SBICAP (UK) Ltd.SBICAP (Singapore) Ltd.SBICAP Ventures Ltd.
Questions: a. What are the services that are offered by SBICAP? b. What are the similarities and dissimilarities between SBI and SBICAP? c. What is the role played by M & A International?
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